13  Global environmental change

13.1 Phenology changes

Authored by Lucas Gsponer, Fabio Jakob and Rasheed Abdelsamed. Edited by Laura Marqués.

In Section 6.2, we provided a basis for phenology. In this section, we present some insights on recent changes observed in plant phenology, their main drivers, and the climatic feedbacks of vegetation phenology.

13.1.1 Plant phenology

Plant phenology is the study of the timing of periodic biological events in plants, such as leaf unfolding and leaf senescence. These events are commonly influenced by environmental factors like temperature, radiation, and water availability. A phenological event is described as a point in the annual life cycle of a plant, generally marking the start or endpoint of a phenophase, and can be recorded as a calendar date. The start of the season (SOS) or spring phenology refers to the time when plants first exhibit significant biological activity after a period of dormancy. This is often marked by the leaf-out or leaf unfolding. The end of the season (EOS) or autumn phenology denotes the point at which plants transition back to a state of dormancy or reduced biological activity. This period is typically marked by leaf senescence, defined as leaf coloring and shedding. SOS and EOS are commonly expressed as day-of-year (DOY) with values ranging from 1 (1 January) to 365 (366 in leap years; 31 December). Defining the precise start and end of the season can vary depending on the specific plant species and local environmental conditions.

13.1.2 Methods of plant phenology

Phenology observations are measured at different scales through various methods, ranging from ground-based to remote sensing technologies (Figure 13.1).

Ground-based observations involve manually recording specific phenophases. Observers, including scientists and citizen scientists, track these changes on the ground, which provides detailed local data. These observations can be unevenly distributed across regions and may lack consistency due to varying methods among observers. Efforts have been made to compile large-scale and uniform observations. The PEP725 (Pan European Phenology Project) is a collaborative database that collects and shares phenological data across Europe (Templ et al. 2018) and is especially helpful in investigating trends, comparing seasonal shifts, and analyzing regional responses of species to environmental changes. The phenological events can be described using the European-based BBCH coding system (Bilogische Bundesanstalt, Bundessortenamt und Chemische Industrie) which provides a standardized scale for identifying plant stages (Meier et al. 2009).

Remotely sensed solar-induced chlorophyll fluorescence (SIF) measures light re-emitted by chlorophyll during photosynthesis thus representing photosynthetic activity and more accurately capturing seasonal GPP dynamics, particularly in evergreen forests (Smith et al. 2018). However, the temporal and spatial resolution of SIF data is still very coarse (Sun et al. 2017).

PhenoCams are time-lapse cameras that allow monitoring of seasonal vegetation changes and offer high-frequency data at the community level (Richardson et al. 2018). These camera-based phenology networks are currently located in many carbon flux sites to be linked with measures of ecosystem structure and functions (Tang et al. 2016).

Unmanned aerial vehicles (UAVs) are equipped with multispectral or hyperspectral cameras, providing high-resolution imagery of vegetation from tree to landscape level. This enables a direct link between field-based and remote-sensing observations (Klosterman et al. 2018).

In recent decades, remote sensing techniques have significantly enhanced traditional observations of plant phenology. Satellite remote sensing data, particularly from indices like the Normalized Difference Vegetation Index (NDVI) and the Enhanced Vegetation Index (EVI), are used to detect the timing of key phenological events based on vegetation greenness across landscapes (Liu, Fu, et al. 2018).

Figure 13.1: Multi-scale methods on plant phenology. Figure from Piao et al. (2019).

13.1.4 Main drivers of plant phenology

The timing of plant phenology events is determined by various biological and environmental drivers. As we discussed in Section 6.2, the way how these factors influence plant phenology varies between phenophases.

Spring temperatures, photoperiod and winter chilling are the most important factors controlling plant phenology in temperate and boreal forests (Flynn and Wolkovich 2018). Experimental studies have shown that warmer temperatures, longer photoperiods, and additional chilling all caused large advances in spring leaf-out (Figure 13.5). In addition, the interaction between drivers also affects the timing of the phenophases. For example, insufficient winter chilling may be compensated by warmer temperatures. Yet, phenological responses to climatic factors appear to be species-specific (Körner and Basler 2010) and vary across latitudes (Alecrim, Sargent, and Forrest 2023).

Figure 13.5: Effects of multiple environmental drivers and their interaction on spring leaf-out from an experimental study across 28 species. Figure from Flynn and Wolkovich (2018).

Leaf senescence is also positively correlated with temperature. In the Northern Hemisphere, remote-sensing data has shown a positive correlation between EOS and temperature in more than 70% of the territory (Figure 13.6). Plant phenology can also be influenced by water and nutrient availability, particularly in regions where these resources are limited. Partial correlations between precipitation and EOS were negative at high latitudes, but positive in dry regions, suggesting that higher water availability might delay autumn senescence (Figure 13.6).

Figure 13.6: Correlation of EOS with (a) temperature and (b) precipitation from remote-sensing data. Partial correlation was calculated after controlling for other climatic factors. Figure from Liu et al. (2016).

In addition to the environmental factors, the timing of the autumn senescence is also affected by the timing of spring phenology Figure 13.7. An earlier SOS in spring appears to induce an earlier EOS in autumn. The mechanism behind this pattern may be related to leaf longevity and cell aging (Lim, Kim, and Gil Nam 2007) but may also be associated with an increase in soil water loss earlier in the growing season inducing a premature defoliation due to drier soil conditions.

Figure 13.7: Relationship between SOS and EOS from (a) ground-based observations and (b) satellite data. Partial correlation was calculated after controlling for climatic factors. Figure adapted from Keenan and Richardson (2015) and Liu et al. (2016).

13.1.5 Phenology feedbacks on climate change

Leaf phenology is not only driven by climate but also controls many feedbacks of vegetation to the climate system by influencing their seasonality. The feedbacks of the Earth system have been extensively addressed on Chapter 9. Here, Figure 13.8 illustrates the primary feedbacks of plant phenological changes to the climate system (Richardson et al. 2013).

Figure 13.8: Conceptual model illustrating the primary feedbacks between vegetation and the climate system that are influenced by vegetation phenology. Figure and caption from Richardson et al. (2013).

Surface roughness length is the height at which the wind speed theoretically reduces to zero and modulates land-surface energy fluxes. An extension of the growing season, and thus a longer presence of green cover, will generally increase the surface roughness length, leading to wetter and cooler conditions. For deciduous forests, however, the impact of phenology on surface roughness appears to be rather small (Schmid et al. 2000).

Surface albedo, the fraction of incident solar radiation that is reflected by the land surface, is altered with changes in the growing season. Although the impact of phenology changes on albedo varies among ecosystem types, in temperate and boreal deciduous forests, an advance of leaf unfolding will increase surface albedo (Hollinger et al. 2010).

Canopy conductance, the product of leaf area and stomatal conductance per unit leaf area, regulates transpiration rates. Higher foliage cover is commonly accompanied by increases in canopy conductance, as seen in various ecosystems, including grasslands and deciduous forests (Blanken and Black 2004).

Early spring onset increases annual evapotranspiration (Zha et al. 2010) and photosynthetic rates. However, these processes can decline if water become limiting later in the summer. Spring phenology also drives increases in latent heat flux (moist air), and decreases in sensible heat flux (dry air) and therefore in the Bowen ratio (the ratio of sensible to latent heat). As a result, the increased transpiration cools and moistens the air, as has been observed in temperate and boreal deciduous forests (Barr et al. 2007).

The extended plant activity further increases the fluxes of biogenic volatile organic compounds (BVOCs) (Peñuelas and Llusià 2003). These organic compounds produced by plants have the potential to cool or warm the climate. On the one hand, BVOCs generate organic aerosols that help form clouds and cool the surface. On the other hand, BVOCs increase production levels and extend the lifetime of methane in the atmosphere, enhancing the greenhouse effect of these gases.

Lastly, phenology changes can affect the microclimate and the timing of litterfall and subsequent carbon and nutrient cycling. These changes can also influence growth and competition among individuals, affecting the community structure, and thus feedback to larger-scale land-climate interactions.

13.1.6 Other impacts of phenological changes

13.1.6.1 Increased frost events during the growing season

Climate warming is driving an advance of leaf unfolding in trees, promoting longer growing seasons. However, the advance of the SOS can also increase the risk of frost events (Augspurger 2013). These frost events after the SOS can affect the structure and function of terrestrial ecosystems and have important environmental and economic consequences (Hufkens et al. 2012). Remote sensing studies suggest that the number of frost days during the growing season has generally increased with the lengthening of the growing season (Liu, Piao, et al. 2018). This increase was visible in ~43% of temperate and boreal forests in the Northern Hemisphere, and especially in Europe. Furthermore, the number of frost days was smaller in the 2000s compared to previous decades, probably due to the deceleration of SOS advances during the warming hiatus periods.

Figure 13.9: Changes in average frost days during the growing season (SOS-EOS) for (a) the entire period 1980s-2000s, and for the subperiods (b) 1980s-1990s and (c) 1990s-2000s. Figure adapted from Liu, Piao, et al. (2018).

Still, no agreement exists on whether frost risks increase or decrease under global warming (Vitasse, Lenz, and Körner 2014). An empirical study in Swiss forests found sufficient time between the last spring frost and leaf unfolding (Bigler and Bugmann 2018). These safety margins (calculated as the difference between DOYleaf-unfolding and DOYlast-frost) varied between species and across elevations. Further, they showed generally negative trends, i.e., decreasing safety margins and increasing frost risk over the last decades.

13.1.6.2 Plant–pollinator phenological mismatches

Changes in the phenological synchrony of plant-animal interactions have the potential to significantly impact the structure and dynamics of plant communities (Kharouba et al. 2018). Plant–pollinator systems are expected to be particularly vulnerable to phenological mismatches due to their mutualistic interactions (Benadi et al. 2014). However, there is little evidence for mismatches involving plants and pollinators (Hegland et al. 2009). The onset of flowering in plants and first appearance dates of pollinators appear to advance at similar rates in response to warmer temperatures, maintaining their phenological synchrony (Bartomeus et al. 2011, 2013). A recent empirical study on plant-pollinator interactions in Germany and the UK showed higher phenological shifts in plants compared to insect groups (Figure 13.10). These shifts resulted in an increase in plant-pollinator synchrony with some insect groups during the last decades (Figure 13.10) (Freimuth et al. 2022). In fact, Most of the empirical studies have not detected phenological mismatches pointing out the high synchronization mechanisms between different pollinators and their floral hosts (Renner and Zohner 2018).

Figure 13.10: Phenological shifts of plants and insect pollinators from an empirical study during 1980-2020. (a) Temporal trends of plants and pollinator groups. (b) Shifts in asynchrony of plant–pollinator interactions over time. Asynchrony is the difference in the estimated yearly mean DOY of activity between the plant and the pollinator species. Figure adapted from Freimuth et al. (2022).